Regulatory & Enforcement Representation

Prior to entering private practice, Christopher Bebel served as a securities industry regulator for many years.  While working as a regulatory authority, Christopher Bebel greatly distinguished himself, earning numerous accolades and honors.  On account of Christopher Bebel's in depth understanding of the investigative and enforcement process, securities industry professionals and others have regularly asked him to provide legal representation in these areas.

In a nutshell, the knowledge, insight and wisdom Christopher Bebel gained while working at the SEC, Division of Enforcement, and the NASD, Division of Enforcement, provide him with structural advantages over other lawyers who may offer their services.  Moreover, the trial and appellate skills Christopher Bebel acquired and refined while serving as a long-time federal prosecutor enable him to vigorously represent his clients in the event a particular case proceeds to a hearing or “trial."  Indeed, Christopher Bebel has earned high marks for his excellent advocacy skills.  As a result, he has been asked to devote considerable energies toward the mentoring of less experienced lawyers.

While defending those who have been targeted by securities regulators, Christopher Bebel has handled cases involving allegations of "selling away," "outside business," improper registration, misrepresentations, material omissions, forgery, recordkeeping, suitability, supervision and continuing education, Christopher Bebel has also been a frequent lecturer on these issues and related topics at conferences, seminars and other speaking engagements.